cryptol/docs/ProgrammingCryptol/enigma/Enigma.tex
2020-06-18 17:44:38 -07:00

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\chapter{The Enigma machine}
\label{chapter:enigma}
The Enigma machine is probably the most famous of all cryptographic
devices in history, due to the prominent role it played in
WWII~\cite{wiki:enigma}.\indEnigma The first Enigma machines were
available around 1920s, with various models in the market for
commercial use. When Germans used the Enigma during WWII, they were
using a particular model referred to as the {\em Wehrmacht Enigma}, a
fairly advanced model available at the time.
The most important role of Enigma\indEnigma is in its role in the use
of automated machines to aid in secret communication, or what is known
as \emph{mechanizing secrecy}. One has to understand that computers
as we understand them today were not available when Enigma was in
operation. Thus, the Enigma employed a combination of mechanical
(keyboard, rotors, etc.) and electrical parts (lamps, wirings, etc.)
to implement its functionality. However, our focus in this chapter
will not be on the mechanical aspects of Enigma at all. For a highly
readable account of that, we refer the reader to Singh's excellent
book on cryptography~\cite{Singh:1999:CBE}. Instead, we will model
Enigma in Cryptol in an algorithmic sense, implementing Enigma's
operations without any reference to the underlying mechanics. More
precisely, we will model an Enigma machine that has a plugboard, three
interchangeable scramblers, and a fixed reflector.
\todo[inline]{Add a photo or two of some Enigmas here. Look into the
WikiCommons.}
\todo[inline]{Provide an architectural diagram of this Cryptol
construction somewhere reasonable and refer to it regularly to give
the reader a better big-picture of how the spec hangs together
vs.~the actual machine.}
%=====================================================================
% \section{The plugboard}
% \label{sec:enigma:plugboard}
\sectionWithAnswers{The plugboard}{sec:enigma:plugboard}
Enigma essentially implements a polyalphabetic substitution cipher
(\autoref{section:subst})\indPolyAlphSubst, consisting of a number
of rotating units that jumble up the alphabet. The first component is
the so called plugboard (\textit{Steckerbrett} in
German)\indEnigmaPlugboard. In the original Enigma, the plugboard
provided a means of interchanging 6 pairs of letters. For instance,
the plugboard could be set-up so that pressing the {\tt B} key would
actually engage the {\tt Q} key, etc. We will slightly generalize and
allow any number of pairings, as we are not limited by the
availability of cables or actual space to put them in a box! Viewed in
this sense, the plugboard is merely a permutation of the alphabet. In
Cryptol, we can represent the plugboard combination by a string of 26
characters, corresponding to the pairings for each letter in the
alphabet from {\tt A} to {\tt Z}:
\begin{code}
type Permutation = String 26
type Plugboard = Permutation
\end{code}
For instance, the plugboard matching the pairs {\tt A}-{\tt H}, {\tt
C}-{\tt G}, {\tt Q}-{\tt X}, {\tt T}-{\tt V}, {\tt U}-{\tt Y}, {\tt
W}-{\tt M}, and {\tt O}-{\tt L} can be created as follows:
\begin{code}
plugboard : Plugboard
plugboard = "HBGDEFCAIJKOWNLPXRSVYTMQUZ"
\end{code}
Note that if a letter is not paired through the plugboard, then it
goes untouched, i.e., it is paired with itself.
\begin{Exercise}\label{ex:enigma:1}
Use Cryptol to verify that the above plugboard definition indeed
implements the pairings we wanted.
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:1}
We can simply ask Cryptol what the implied mappings are:
\begin{Verbatim}
Cryptol> [ plugboard @ (c - 'A') | c <- "ACQTUWO" ]
"HGXVYML"
\end{Verbatim}
Why do we subtract the {\tt 'A'} when indexing?
\end{Answer}
\note{In Enigma, the plugboard pairings are symmetric; if {\tt A} maps
to {\tt H}, then {\tt H} must map to {\tt A}.}
%=====================================================================
% \section{Scrambler rotors}
% \label{sec:enigma:scramblerrotors}
\sectionWithAnswers{Scrambler rotors}{sec:enigma:scramblerrotors}
The next component of the Enigma are the rotors that scramble the
letters. Rotors (\textit{walzen} in German)\indEnigmaRotor are
essentially permutations, with one little twist: as their name
implies, they rotate. This rotation ensures that the next character
the rotor will process will be encrypted using a different alphabet,
thus giving Enigma its polyalphabetic nature.\indPolyAlphSubst
The other trick employed by Enigma is how the rotations are done. In a
typical setup, the rotors are arranged so that the first rotor rotates
at every character, while the second rotates at every 26th, the third
at every 676th ($=26*26$), etc. In a sense, the rotors work like the
odometer in your car, one full rotation of the first rotor triggers
the second, whose one full rotation triggers the third, and so on. In
fact, more advanced models of Enigma allowed for two notches per
rotor, i.e., two distinct positions on the rotor that will allow the
next rotor in sequence to rotate itself. We will allow ourselves to
have any number of notches, by simply pairing each substituted letter
with a bit value saying whether it has an associated
notch:\footnote{The type definition for {\tt Char} was given in
Example~\ref{section:subst}-\ref{ex:subst:1}.}
\begin{code}
type Rotor = [26](Char, Bit)
\end{code}
The function {\tt mkRotor} will create a rotor for us from a given permutation of the letters and the notch
locations:\footnote{The function {\tt elem} was defined in \exerciseref{ex:recfun:4:1}.\indElem}
\begin{code}
mkRotor : {n} (fin n) => (Permutation, String n) -> Rotor
mkRotor (perm, notchLocations) = [ (p, elem (p, notchLocations))
| p <- perm
]
\end{code}
\todo[inline]{A diagram here would be really useful, especially one
that captures the location and use of notches and the state of these
rotors before and after rotations.}
Let us create a couple of rotors with notches:
\begin{code}
rotor1, rotor2, rotor3 : Rotor
rotor1 = mkRotor ("RJICAWVQZODLUPYFEHXSMTKNGB", "IO")
rotor2 = mkRotor ("DWYOLETKNVQPHURZJMSFIGXCBA", "B")
rotor3 = mkRotor ("FGKMAJWUOVNRYIZETDPSHBLCQX", "CK")
\end{code}
For instance, {\tt rotor1} maps {\tt A} to {\tt R}, {\tt B} to {\tt J},
$\ldots$, and {\tt Z} to {\tt B} in its initial position. It will engage its
notch if one of the permuted letters {\tt I} or {\tt O} appear in its first
position.
\begin{Exercise}\label{ex:enigma:2}
Write out the encrypted letters for the sequence of 5 {\tt C}'s for
{\tt rotor1}, assuming it rotates in each step. At what points does
it engage its own notch to signal the next rotor to rotate?
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:2}
Recall that {\tt rotor1} was defined as:
\begin{Verbatim}
rotor1 = mkRotor ("RJICAWVQZODLUPYFEHXSMTKNGB", "IO")
\end{Verbatim}
Here is a listing of the new mappings and the characters we will get
at the output for each successive {\tt C}:
\begin{Verbatim}
starting map output notch engaged?
RJICAWVQZODLUPYFEHXSMTKNGB I no
JICAWVQZODLUPYFEHXSMTKNGBR C no
ICAWVQZODLUPYFEHXSMTKNGBRJ A yes
CAWVQZODLUPYFEHXSMTKNGBRJI W no
AWVQZODLUPYFEHXSMTKNGBRJIC V no
\end{Verbatim}
Note how we get different letters as output, even though we are
providing the same input (all {\tt C}'s.) This is the essence of the
Enigma: the same input will not cause the same output necessarily,
making it a polyalphabetic substitution cipher.\indPolyAlphSubst
\end{Answer}
%=====================================================================
% \section{Connecting the rotors: notches in action}
% \label{sec:enigma:notches}
\sectionWithAnswers{Connecting the rotors: notches in action}{sec:enigma:notches}
\todo[inline]{A diagram here depicting rotor interchangeability and
the relationship between \texttt{scramble} and rotors in the above
figure.}
The original Enigma had three interchangeable rotors. The operator
chose the order they were placed in the machine. In our model, we will
allow for an arbitrary number of rotors. The tricky part of connecting
the rotors is ensuring that the rotations of each are done properly.
Let us start with a simpler problem. If we are given a rotor and a
particular letter to encrypt, how can we compute the output letter and
the new rotor position? First of all, we will need to know if the
rotor should rotate itself, that is if the notch between this rotor
and the previous one was activated. Also, we need to find out if the
act of rotation in this rotor is going to cause the next rotor to
rotate. We will model this action using the Cryptol function {\tt
scramble}:
\begin{code}
scramble : (Bit, Char, Rotor) -> (Bit, Char, Rotor)
\end{code}
The function {\tt scramble} takes a triple \texttt{(rotate, c, rotor)}:
\begin{itemize}
\item {\tt rotate}: if {\tt True}, this rotor will rotate after
encryption. Indicates that the notch between this rotor and the
previous one was engaged,
\item {\tt c}: the character to encrypt, and
\item {\tt rotor}: the current state of the rotor.
\end{itemize}
Similarly, the output will also be a triple:
\begin{itemize}
\item {\tt notch}: {\tt True} if the notch on this rotor engages,
i.e., if the next rotor should rotate itself,
\item {\tt c'}: the result of encrypting (substituting) for {\tt c}
with the current state of the rotor.
\item {\tt rotor'}: the new state of the rotor. If no rotation was
done this will be the same as {\tt rotor}. Otherwise it will be the
new substitution map obtained by rotating the old one to the left by
one.
\end{itemize}
Coding {\tt scramble} is straightforward:
\begin{code}
scramble (rotate, c, rotor) = (notch, c', rotor')
where
(c', _) = rotor @ (c - 'A')
(_, notch) = rotor @ 0
rotor' = if rotate then rotor <<< 1 else rotor
\end{code}
To determine {\tt c'}, we use the substitution map to find out what
this rotor maps the given character to, with respect to its current
state. Note how Cryptol's pattern matching notation\indPatMatch helps
with extraction of {\tt c'}, as we only need the character, not
whether there is a notch at that location. (The underscore character
use, `\texttt{\_}',\indUnderscore means that we do not need the value
at the position, and hence we do not give it an explicit name.) To
determine if we have our notch engaged, all we need to do is to look
at the first elements notch value, using Cryptol's selection operator
({\tt @ 0}\indIndex), and we ignore the permutation value there this
time, again using pattern matching. Finally, to determine {\tt
rotor'} we merely rotate left by 1\indRotLeft if the {\tt rotate}
signal was received. Otherwise, we leave the {\tt rotor} unchanged.
\begin{Exercise}\label{ex:enigma:3}
Redo \exerciseref{ex:enigma:2}, this time using Cryptol and the
{\tt scramble} function.
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:3}
We can define the following value to simulate the operation of
always telling {\tt scramble} to rotate the rotor and providing it
with the input {\tt C}.
\begin{Verbatim}
rotor1CCCCC = [(c1, n1), (c2, n2), (c3, n3), (c4, n4), (c5, n5)]
where (n1, c1, r1) = scramble (True, 'C', rotor1)
(n2, c2, r2) = scramble (True, 'C', r1)
(n3, c3, r3) = scramble (True, 'C', r2)
(n4, c4, r4) = scramble (True, 'C', r3)
(n5, c5, r5) = scramble (True, 'C', r4)
\end{Verbatim}
\todo[inline]{Remind reader of simultaneity of \texttt{where}
clauses.} Note how we chained the output rotor values in the calls,
through the values {\tt r1}-{\tt r2}-{\tt r3} and {\tt r4}. We have:
\begin{Verbatim}
Cryptol> rotor1CCCCC
[(I, False), (C, False), (A, True), (W, False), (V, False)]
\end{Verbatim}
Note that we get precisely the same results from Cryptol as we
predicted in the previous exercise.
\end{Answer}
\note{The actual mechanics of the Enigma machine were slightly more
complicated: due to the keyboard mechanism and the way notches were
mechanically built, the first rotor was actually rotating before the
encryption took place. Also, the middle rotor could double-step if
it engages its notch right after the third rotor
does~\cite{enigmaAnomaly}.
We will take the simpler view here and assume that each key press
causes an encryption to take place, {\em after} which the rotors do
their rotation, getting ready for the next input. The mechanical
details, while historically important, are not essential for our
modeling purposes here. Also, the original Enigma had {\em rings}, a
relatively insignificant part of the whole machine, that we ignore
here.}
\paragraph*{Sequencing the rotors} Now that we have the rotors modeled,
the next task is to figure out how to connect them in a sequence. As
we mentioned, Enigma had 3 rotors originally (later versions allowing
4). The three rotors each had a single notch (later versions allowing
double notches). Our model allows for arbitrary number of rotors and
arbitrary number of notches on each. The question we now tackle is
the following: Given a sequence of rotors, how do we run them one
after the other? We are looking for a function with the following
signature:
\begin{code}
joinRotors : {n} (fin n) => ([n]Rotor, Char) -> ([n]Rotor, Char)
\end{code}
That is, we receive {\tt n} rotors and the character to be encrypted,
and return the updated rotors (accounting for their rotations) and the
final character. The implementation is an instance of the
fold\indFold pattern (\autoref{sec:recandrec}), using the {\tt
scramble} function we have just defined:
\begin{code}
joinRotors (rotors, inputChar) = (rotors', outputChar)
where
initRotor = mkRotor (['A' .. 'Z'], [])
ncrs : [n+1](Bit, [8], Rotor)
ncrs = [(True, inputChar, initRotor)]
# [ scramble (notch, char, r)
| r <- rotors
| (notch, char, rotor') <- ncrs
]
rotors' = tail [ r | (_, _, r) <- ncrs ]
(_, outputChar, _) = ncrs ! 0
\end{code}
The workhorse in {\tt joinRotors} is the definition of {\tt ncrs}, a
mnemonic for {\em notches-chars-rotors}. The idea is fairly simple.
We simply iterate over all the given rotors ({\tt r <- rotors}), and
{\tt scramble} the current character {\tt char}, using the rotor {\tt
r} and the notch value {\tt notch}. These values come from {\tt
ncrs} itself, using the fold pattern\indFold encoded by the
comprehension\indComp. The only question is what is the seed value
for this fold?
The seed used in {\tt ncrs} is {\tt (True, inputChar, initRotor)}. The
first component is {\tt True}, indicating that the very first rotor
should always rotate itself at every step. The second element is {\tt
inputChar}, which is the input to the whole sequence of rotors. The
only mysterious element is the last one, which we have specified as
{\tt initRotor}. This rotor is defined so that it simply maps the
letters to themselves with no notches on it, by a call to the {\tt
mkRotor} function we have previously defined. This rotor is merely a
place holder to kick off the computation of {\tt ncrs}, it acts as the
identity element in a sequence of rotors. To compute {\tt rotors'},
we merely project the third component of {\tt ncrs}, being careful
about skipping the first element using {\tt tail}\indTail. Finally,
{\tt outputChar} is merely the output coming out of the final rotor,
extracted using {\tt !0}\indRIndex. Note how we use Cryptol's pattern
matching to get the second component out of the triple in the last
line.\indPatMatch
\begin{Exercise}\label{ex:enigma:4}
Is the action of {\tt initRotor} ever used in the definition of {\tt
joinRotors}?
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:4}
Not unless we receive an empty sequence of rotors, i.e., a call of
the form: {\tt joinRotors ([], c)} for some character {\tt c}. In
this case, it does make sense to return {\tt c} directly, which is
what {\tt initRotor} will do. Note that unless we do receive an
empty sequence of rotors, the value of {\tt initRotor} will not be
used when computing the {\tt joinRotors} function.
\end{Answer}
\begin{Exercise}\label{ex:enigma:5}
What is the final character returned by the expression:
\begin{Verbatim}
joinRotors ([rotor1 rotor2 rotor3], 'F')
\end{Verbatim}
Use paper and pencil to figure out the answer by tracing the execution
of {\tt joinRotors} before running it in Cryptol!
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:5}
The crucial part is the value of {\tt ncrs}. Let us write it out by
substituting the values of {\tt rotors} and {\tt inputChar}:
\begin{Verbatim}
ncrs = [(True, 'F', initRotor)]
# [ scramble (notch, char, r)
| r <- [rotor1, rotor2, rotor3]
| (notch, char, rotor') <- ncrs
]
\end{Verbatim}
Clearly, the first element of {\tt ncrs} will be:
\begin{Verbatim}
(True, 'F', initRotor)
\end{Verbatim}
Therefore, the second element will be the result of the call:
\begin{Verbatim}
scramble (True, 'F', rotor1)
\end{Verbatim}
Recall that {\tt rotor1} was defined as:
\begin{Verbatim}
rotor1 = mkRotor ("RJICAWVQZODLUPYFEHXSMTKNGB", "IO")
\end{Verbatim}
What letter does {\tt rotor1} map {\tt F} to? Since {\tt F} is the 5th
character (counting from 0), {\tt rotor1} maps it to the 5th element
of its permutation, i.e., {\tt W}, remembering to count from 0! The
topmost element in {\tt rotor1} is {\tt R}, which is not its
notch-list, hence it will {\em not} tell the next rotor to rotate. But
it will rotate itself, since it received the {\tt True} signal. Thus,
the second element of {\tt ncrs} will be:
\begin{Verbatim}
(False, 'W', ...)
\end{Verbatim}
where we used {\tt ...} to denote the one left-rotation of {\tt
rotor1}. (Note that we do not need to know the precise arrangement
of {\tt rotor1} now for the purposes of this exercise.) Now we move to
{\tt rotor2}, we have to compute the result of the call:
\begin{Verbatim}
scramble (False, 'W', rotor2)
\end{Verbatim}
Recall that {\tt rotor2} was defined as:
\begin{Verbatim}
rotor2 = mkRotor ("DWYOLETKNVQPHURZJMSFIGXCBA", "B")
\end{Verbatim}
So, it maps {\tt W} to {\tt X}. (The fourth letter from the end.) It
will not rotate itself, and it will not tell {\tt rotor3} to rotate
itself either since the topmost element is {\tt D} in its current
configuration, and {\tt D} which is not in the notch-list {\tt
"B"}. Thus, the final {\tt scramble} call will be:
\begin{Verbatim}
scramble (False, 'X', rotor3)
\end{Verbatim}
where
\begin{Verbatim}
rotor3 = mkRotor ("FGKMAJWUOVNRYIZETDPSHBLCQX", "CK")
\end{Verbatim}
It is easy to see that {\tt rotor3} will map {\tt X} to {\tt C}. Thus
the final value coming out of this expression must be {\tt C}. Indeed,
we have:\indTupleProj
\begin{Verbatim}
Cryptol> project(2, 2, joinRotors ([rotor1 rotor2 rotor3], 'F'))
C
\end{Verbatim}
Of course, Cryptol also keeps track of the new rotor positions as
well, which we have glossed over in this discussion.
\end{Answer}
%=====================================================================
% \section{The reflector}
% \label{sec:enigma:reflector}
\sectionWithAnswers{The reflector}{sec:enigma:reflector}
The final piece of the Enigma machine is the
reflector\indEnigmaReflector ({\em umkehrwalze} in German). The
reflector is another substitution map. Unlike the rotors, however, the
reflector did not rotate. Its main function was ensuring that the
process of encryption was reversible: The reflector did one final
jumbling of the letters and then sent the signal back through the
rotors in the {\em reverse} order, thus completing the loop and
allowing the signal to reach back to the lamps that would light up.
For our purposes, it suffices to model it just like any other
permutation:
\begin{code}
type Reflector = Permutation
\end{code}
Here is one example:
\begin{code}
reflector : Reflector
reflector = "FEIPBATSCYVUWZQDOXHGLKMRJN"
\end{code}
Like the plugboard, the reflector is symmetric: If it maps {\tt B} to
{\tt E}, it should map {\tt E} to {\tt B}, as in the above
example. Furthermore, the Enigma reflectors were designed so that they
never mapped any character to themselves, which is true for the above
permutation as well. Interestingly, this idea of a non-identity
reflector (i.e., never mapping any character to itself) turned out to
be a weakness in the design, which the allies exploited in breaking
the Enigma during WWII~\cite{Singh:1999:CBE}.
\begin{Exercise}\label{ex:enigma:6}
Write a function {\tt checkReflector} with the signature:
\begin{Verbatim}
checkReflector : Reflector -> Bit
\end{Verbatim}
such that it returns {\tt True} if a given reflector is good (i.e.,
symmetric and non-self mapping) and {\tt False} otherwise. Check that
our definition of {\tt reflector} above is a good one. \lhint{Use the
{\tt all} function you have defined in
\exerciseref{ex:zero:1}.}
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:6}
%% if this is {code} we have two all's
\begin{Verbatim}
all : {n, a} (fin n) => (a -> Bit) -> [n]a -> Bit
all f xs = [ f x | x <- xs ] == ~zero
checkReflector refl = all check ['A' .. 'Z']
where check c = (c != m) && (c == c')
where m = refl @ (c - 'A')
c' = refl @ (m - 'A')
\end{Verbatim}
For each character in the alphabet, we first figure out what it maps
to using the reflector, named {\tt m} above. We also find out what
{\tt m} gets mapped to, named {\tt c'} above. To be a valid reflector
it must hold that {\tt c} is not {\tt m} (no character maps to
itself), and {\tt c} must be {\tt c'}. We have:
\begin{Verbatim}
Cryptol> checkReflector reflector
True
\end{Verbatim}
Note how we used {\tt all}\indAll to make sure {\tt check} holds for
all the elements of the alphabet.
\end{Answer}
%=====================================================================
% \section{Putting the pieces together}
% \label{sec:enigma:puttingittogether}
\sectionWithAnswers{Putting the pieces together}{sec:enigma:puttingittogether}
We now have all the components of the Enigma: the plugboard, rotors,
and the reflector. The final task is to implement the full loop. The
Enigma ran all the rotors in sequence, then passed the signal through
the reflector, and ran the rotors in reverse one more time before
delivering the signal to the lamps.
Before proceeding, we will define the following two helper functions:
\begin{code}
substFwd, substBwd : (Permutation, Char) -> Char
substFwd (perm, c) = perm @ (c - 'A')
substBwd (perm, c) = invSubst (perm, c)
\end{code}
(You have defined the {\tt invSubst} function in
\exerciseref{ex:subst:1}.) The {\tt substFwd}
function simply returns the character that the given permutation,
whether from the plugboard, a rotor, or the reflector. Conversely,
{\tt substBwd} returns the character that the given permutation maps
{\em from}, i.e., the character that will be mapped to {\tt c} using
the permutation.
\begin{Exercise}\label{ex:enigma:7}
Using Cryptol, verify that {\tt substFwd} and {\tt substBwd} return
the same elements for each letter in the alphabet for {\tt rotor1}.
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:7}
We can define the following helper function, using the function {\tt
all} you have defined in
\exerciseref{ex:zero:1}:\indAll
\begin{code}
checkPermutation : Permutation -> Bit
checkPermutation perm = all check ['A' .. 'Z']
where check c = (c == substBwd(perm, substFwd (perm, c)))
&& (c == substFwd(perm, substBwd (perm, c)))
\end{code}
Note that we have to check both ways (first {\tt substFwd} then {\tt
substBwd}, and also the other way around) in case the substitution
is badly formed, for instance if it is mapping the same character
twice. We have:
\begin{Verbatim}
Cryptol> checkPermutation [ c | (c, _) <- rotor1 ]
True
\end{Verbatim}
For a bad permutation we would get {\tt False}:
\begin{Verbatim}
Cryptol> checkPermutation (['A' .. 'Y'] # ['A'])
False
\end{Verbatim}
\end{Answer}
\begin{Exercise}\label{ex:enigma:8}
Show that {\tt substFwd} and {\tt substBwd} are exactly the same
operations for the reflector. Why?
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:8}
Since the reflector is symmetric, substituting backwards or forwards
does not matter. We can verify this with the following helper
function:\indAll
\begin{code}
all : {a, b} (fin b) => (a -> Bit) -> [b]a -> Bit
all fn xs = folds ! 0 where
folds = [True] # [ fn x && p | x <- xs
| p <- folds]
checkReflectorFwdBwd : Reflector -> Bit
checkReflectorFwdBwd refl = all check ['A' .. 'Z']
where check c = substFwd (refl, c) == substBwd (refl, c)
\end{code}
We have:
\begin{Verbatim}
Cryptol> checkReflectorFwdBwd reflector
True
\end{Verbatim}
\end{Answer}
\paragraph*{The route back} One crucial part of the Enigma is the
running of the rotors in reverse after the reflector. Note that this
operation ignores the notches, i.e., the rotors do not turn while the
signal is passing the second time through the rotors. (In a sense, the
rotations happen after the signal completes its full loop, getting to
the reflector and back.) Consequently, it is much easer to code as
well (compare this code to {\tt joinRotors}, defined in
\autoref{sec:enigma:notches}):
\begin{code}
backSignal : {n} (fin n) => ([n]Rotor, Char) -> Char
backSignal (rotors, inputChar) = cs ! 0
where
cs = [inputChar] # [ substBwd ([ p | (p, _) <- r ], c)
| r <- reverse rotors
| c <- cs
]
\end{code}
Note that we explicitly reverse the rotors in the definition of {\tt
cs}.\indReverse (The definition of {\tt cs} is another typical
example of a fold. See page~\pageref{par:fold}.)\indFold
Given all this machinery, coding the entire Enigma loop is fairly
straightforward:
\begin{code}
//enigmaLoop : {n} (fin n) => (Plugboard, [n]Rotor, Reflector, Char)
// -> ([n]Rotor, Char)
enigmaLoop (pboard, rotors, refl, c0) = (rotors', c5)
where
// 1. First run through the plugboard
c1 = substFwd (pboard, c0)
// 2. Now run all the rotors forward
(rotors', c2) = joinRotors (rotors, c1)
// 3. Pass through the reflector
c3 = substFwd (refl, c2)
// 4. Run the rotors backward
c4 = backSignal(rotors, c3)
// 5. Finally, back through the plugboard
c5 = substBwd (pboard, c4)
\end{code}
%=====================================================================
\section{The state of the machine}
\label{sec:state-machine}
We are almost ready to construct our own Enigma machine in
Cryptol. Before doing so, we will take a moment to represent the state
of the Enigma machine as a Cryptol record\indTheRecordType, which will
simplify our final construction. At any stage, the state of an Enigma
machine is given by the status of its rotors. We will use the
following record to represent this state, for an Enigma machine
containing \texttt{n} rotors:
\begin{code}
type Enigma n = { plugboard : Plugboard,
rotors : [n]Rotor,
reflector : Reflector
}
\end{code}
To initialize an Enigma machine, the operator provides the plugboard
settings, rotors, the reflector. Furthermore, the operator also gives
the initial positions for the rotors. Rotors can be initially rotated
to any position before put together into the machine. We can capture
this operation with the function {\tt mkEnigma}:
\begin{code}
mkEnigma : {n} (Plugboard, [n]Rotor, Reflector, [n]Char)
-> Enigma n
mkEnigma (pboard, rs, refl, startingPositions) =
{ plugboard = pboard,
rotors = [ r <<< (s - 'A')
| r <- rs
| s <- startingPositions
],
reflector = refl
}
\end{code}
Note how we rotate each given rotor to the left by the amount given by
its starting position.
\todo[inline]{Connect ``left'' with up/down in the earlier
illustrations.}
Given this definition, let us construct an Enigma machine out of the
components we have created so far, using the starting positions {\tt
GCR} for the rotors respectively:\label{def:modelEnigma}
\begin{code}
modelEnigma : Enigma 3
modelEnigma = mkEnigma (plugboard, [rotor1, rotor2, rotor3],
reflector, "GCR")
\end{code}
We now have an operational Enigma machine coded up in Cryptol!
%=====================================================================
% \section{Encryption and decryption}
% \label{enigma:encdec}
\sectionWithAnswers{Encryption and decryption}{enigma:encdec}
Equipped with all the machinery we now have, coding Enigma encryption
is fairly straightforward:
\begin{code}
enigma : {n, m} (fin n, fin m) => (Enigma n, String m) -> String m
enigma (m, pt) = tail [ c | (_, c) <- rcs ]
where rcs = [(m.rotors, '*')] #
[ enigmaLoop (m.plugboard, r, m.reflector, c)
| c <- pt
| (r, _) <- rcs
]
\end{code}
The function {\tt enigma} takes a machine with {\tt n} rotors and a
plaintext of {\tt m} characters, returning a ciphertext of {\tt m}
characters back. It is yet another application of the fold pattern,
where we start with the initial set of rotors and the placeholder
character {\tt *} (which could be anything) to seed the fold.\indFold
Note how the change in rotors is reflected in each iteration of the
fold, through the {\tt enigmaLoop} function. At the end, we simply
drop the rotors from {\tt rcs}, and take the {\tt tail}\indTail to
skip over the seed character {\tt *}.
Here is our Enigma in operation:
\begin{Verbatim}
Cryptol> :set ascii=on
Cryptol> enigma (modelEnigma, "ENIGMAWASAREALLYCOOLMACHINE")
"UPEKTBSDROBVTUJGNCEHHGBXGTF"
\end{Verbatim}
\paragraph*{Decryption} As we mentioned before, Enigma was a
self-decrypting machine, that is, encryption and decryption are
precisely the same operations. Thus, we can define:
\begin{code}
dEnigma : {n, m} (fin n, fin m) => (Enigma n, String m) -> String m
dEnigma = enigma
\end{code}
And decrypt our above message back:
\begin{Verbatim}
Cryptol> dEnigma (modelEnigma, "UPEKTBSDROBVTUJGNCEHHGBXGTF")
"ENIGMAWASAREALLYCOOLMACHINE"
\end{Verbatim}
We have successfully performed our first Enigma encryption!
\begin{Exercise}\label{ex:enigma:9}
Different models of Enigma came with different sets of rotors. You
can find various rotor configurations on the
web~\cite{wiki:enigmarotors}. Create models of these rotors in
Cryptol, and run sample encryptions through them.
\end{Exercise}
\begin{Exercise}\label{ex:enigma:10}
As we have mentioned before, Enigma implements a polyalphabetic
substitution cipher\indPolyAlphSubst, where the same letter gets
mapped to different letters during encryption. The
period\indSubstPeriod of a cipher is the number of characters before
the encryption repeats itself, mapping the same sequence of letters
in the plaintext to the to the same sequence of letters in the
ciphertext. What is the period of an Enigma machine with $n$ rotors?
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:10}
Enigma will start repeating once the rotors go back to their
original position. With $n$ rotors, this will take $26^n$
characters. In the case of the traditional 3-rotor Enigma this
amounts to $26^3 = 17576$ characters. Note that we are assuming an
ideal Enigma here with no double-stepping~\cite{enigmaAnomaly}.
\end{Answer}
\begin{Exercise}\label{ex:enigma:11}
Construct a string of the form {\tt CRYPTOLXXX...XCRYPTOL}, where
...'s are filled with enough number of {\tt X}'s such that
encrypting it with our {\tt modelEnigma} machine will map the
instances of ``{\tt CRYPTOL}'' to the same ciphertext. How many {\tt
X}'s do you need? What is the corresponding ciphertext for ``{\tt
CRYPTOL}'' in this encryption?
\end{Exercise}
\begin{Answer}\ansref{ex:enigma:11}
Since the period\indSubstPeriod for the 3-rotor Enigma is 17576 (see
the previous exercise), we need to make sure two instances of {\tt
CRYPTOL} are 17576 characters apart. Since {\tt CRYPTOL} has 7
characters, we should have 17569 X's. The following Cryptol
definition would return the relevant pieces:
\begin{code}
enigmaCryptol = (take`{7} ct, drop`{17576} ct)
where str = "CRYPTOL" # [ 'X' | _ <- [1 .. 17569] ]
# "CRYPTOL"
ct = dEnigma(modelEnigma, str)
\end{code}
We have:
\begin{Verbatim}
Cryptol> enigmaCryptol
("KGSHMPK", "KGSHMPK")
\end{Verbatim}
As predicted, both instances of {\tt CRYPTOL} get encrypted as {\tt
KGSHMPK}.
\end{Answer}
\paragraph*{The code} You can see all the Cryptol code for our Enigma
simulator in Appendix~\ref{app:enigma}.
\commentout{
\begin{code}
invSubst : (Permutation, Char) -> Char
invSubst (key, c) = candidates ! 0
where candidates = [0] # [ if c == k then a else p
| k <- key
| a <- ['A' .. 'Z']
| p <- candidates
]
elem : {a, b} (fin 0, fin a, Cmp b) => (b, [a]b) -> Bit
elem (x, xs) = matches ! 0
where matches = [False] # [ m || (x == e) | e <- xs
| m <- matches
]
sanityCheck = enigma (modelEnigma, "ENIGMAWASAREALLYCOOLMACHINE") == "UPEKTBSDROBVTUJGNCEHHGBXGTF"
\end{code}
}
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